Summary

Scott C. Kimple began trading stock and bond positions for his own account in January 1984. He first traded commodity futures and options in July 1989. He began employment with Citigroup Global Markets, Inc. (“CGM”), a futures commission merchant (“FCM”) and its predecessor firms in April 1991, beginning as a trading assistant trading speculative positions in multiple futures and options markets. From January 1993 through April 1993, he underwent training as a financial advisor, after which most of his efforts were devoted to discretionary futures and options trading. In July 1995, he was appointed Vice President/Financial Advisor. Mr. Kimple was registered as an associated person of CGM from July 1993 until June 2009. As of June 1,, 2009, Mr. Kimple ended his registration as an associated person with CGM and became registered as an associated person of Morgan Stanley Smith Barney LLC (“MSSB”), a FCM. In May 1989, Mr. Kimple graduated from Southern Methodist University, Dallas, Texas, with a B.B.A. in Finance. In August 1990, he completed the MBA program at Southern Methodist University, with course emphasis in finance and derivative securities. During the third trimester, he pursued a credited, directed study with a Dallas-based commodity trading advisor in derivative securities trading. This research provided the theoretical foundations for his current trading strategies.